{"id":3459,"date":"2017-04-19T10:22:16","date_gmt":"2017-04-19T08:22:16","guid":{"rendered":"https:\/\/www.andbank.com\/lxb\/cadre-reglementaire-la-banque\/"},"modified":"2026-03-02T20:18:27","modified_gmt":"2026-03-02T18:18:27","slug":"cadre-reglementaire-la-banque","status":"publish","type":"page","link":"https:\/\/www.andbank.com\/luxembourg\/en\/cadre-reglementaire-la-banque\/","title":{"rendered":"Bank regulatory framework"},"content":{"rendered":"<h2>MIFID<\/h2>\n<ul>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2026\/02\/EN_App-form-MiFID-classification-change-request-general_-v216042025.pdf\" target=\"_blank\" rel=\"noopener\">Request for change of MiFID category<\/a><\/li>\n<li><a href=\"https:\/\/www.andbank.com\/lxb\/wp-content\/uploads\/sites\/24\/2018\/01\/fr-informations-gnrales-sur-la-rglementation-mifid.pdf\" target=\"_blank\" rel=\"noopener\">General information on MiFID regulations<\/a><\/li>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2025\/09\/LUX-POL-012-Best-Execution-Order-Management_v5.4.pdf\" target=\"_blank\" rel=\"noopener\">Best execution policy<\/a><\/li>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2025\/09\/LUX-POL-004-Conflicts-of-Interest-Policy_v8.2.pdf\">Conflict of interest policy<\/a><\/li>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2017\/04\/POLICY-SAFEGUARDING-FIN-INSTRUMENTS-AND-FUNDS-word-website.pdf\" target=\"_blank\" rel=\"noopener\">Policy governing the safeguarding of clients Assets and Financial Instruments<\/a><\/li>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2017\/04\/Overview-of-the-Main-Characteristics-and-risks.pdf\" target=\"_blank\" rel=\"noopener\">Investor&#8217;s Guide\u00a0<\/a><\/li>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2025\/09\/LUX-POL-011-Inducements-Policy-v2.6.pdf\" target=\"_blank\" rel=\"noopener\">Inducements Policy<\/a><\/li>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2025\/10\/Top-5-Venues-2024.pdf\" target=\"_blank\" rel=\"noopener\">Top 5 Execution Venues<\/a><\/li>\n<\/ul>\n<p>&nbsp;<\/p>\n<h2>US Patriot Act Certificate<\/h2>\n<ul>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2025\/09\/2025-09-19-Modelo-USA-Patriot-Act.pdf\" target=\"_blank\" rel=\"noopener\">Access to USA PATRIOT ACT CERTIFICATE<\/a><\/li>\n<\/ul>\n<p>&nbsp;<\/p>\n<h2>Complaints<\/h2>\n<ul>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2024\/03\/LUX-POL-051-Complaint-Handling-Policy-Website-version.pdf\" target=\"_blank\" rel=\"noopener\">How to file a complaint<\/a><\/li>\n<\/ul>\n<p>&nbsp;<\/p>\n<h2>General Conditions \/ General Terms &amp; Conditions<\/h2>\n<ul>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2026\/02\/GTC-ANDBANK-_-EN-V11-13-02-2026.pdf\" target=\"_blank\" rel=\"noopener\">Information on General Terms and Conditions<\/a><\/li>\n<\/ul>\n<p>&nbsp;<\/p>\n<h2>Deposit Protection<\/h2>\n<ul>\n<li><a href=\"https:\/\/www.andbank.com\/lxb\/wp-content\/uploads\/sites\/24\/2018\/01\/information-about-the-protection-of-deposit.pdf\" target=\"_blank\" rel=\"noopener\">Information on Deposit Protection<\/a><\/li>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2025\/08\/SIIL-Notice-v0106082025-ENG.pdf\" target=\"_blank\" rel=\"noopener\">Information on Investor Protection<\/a><\/li>\n<\/ul>\n<p>&nbsp;<\/p>\n<h2>Pillar III<\/h2>\n<ul>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2025\/10\/Andbank-Luxembourg-S.A.-Pillar-III-2024.pdf\" target=\"_blank\" rel=\"noopener\">Pillar III Disclosure<\/a><\/li>\n<\/ul>\n<p>&nbsp;<\/p>\n<h2>Personal Data Protection Notices<\/h2>\n<ul>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2025\/06\/Video-Surveillance-Notice-v319052025.pdf\" target=\"_blank\" rel=\"noopener\">Vid\u00e9osurveillance<\/a><\/li>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2026\/03\/Client-Notice-v613022026.pdf\" target=\"_blank\" rel=\"noopener\">Client Notice<\/a><\/li>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2024\/09\/Service-Provider-Notice-v131072024.pdf\" target=\"_blank\" rel=\"noopener\">Service Provider Notice<\/a><\/li>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2024\/09\/Candidate-Notice-v231072024.pdf\" target=\"_blank\" rel=\"noopener\">Candidate Notice<\/a><\/li>\n<\/ul>\n<p>&nbsp;<\/p>\n<h2>Applicable Fees Private Banking<\/h2>\n<ul>\n<li><a href=\"https:\/\/www.andbank.com\/andorra\/wp-content\/uploads\/sites\/10\/2025\/07\/andbank_tarifes_2025_LUX_EN-1.pdf\">Applicable Fees Private Banking<\/a><\/li>\n<\/ul>\n<p>&nbsp;<\/p>\n<h2>Whistleblowing<\/h2>\n<ul>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/en\/whistleblowing\/\">Whistleblowing<\/a><\/li>\n<\/ul>\n<p>&nbsp;<\/p>\n<h2>Governance and remuneration policies<\/h2>\n<ul>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2025\/10\/LUX-POL-006-Remuneration-policy_v12.5-1.pdf\" target=\"_blank\" rel=\"noopener\">Remuneration Policy<\/a><\/li>\n<\/ul>\n<p>&nbsp;<\/p>\n","protected":false},"excerpt":{"rendered":"<p>MIFID Request for change of MiFID category General information on MiFID regulations Best execution policy Conflict of interest policy Policy governing the safeguarding of clients Assets and Financial Instruments Investor&#8217;s Guide\u00a0 Inducements Policy Top 5 Execution Venues &nbsp; US Patriot Act Certificate Access to USA PATRIOT ACT CERTIFICATE &nbsp; Complaints How to file a complaint [&hellip;]<\/p>\n","protected":false},"author":18,"featured_media":2336,"parent":0,"menu_order":1,"comment_status":"closed","ping_status":"closed","template":"","meta":{"_acf_changed":false,"footnotes":""},"yst_prominent_words":[137,2065,2061,2060,1215,2066,2064,504,1452,431,196,131,91,1246,199,786,438],"class_list":["post-3459","page","type-page","status-publish","has-post-thumbnail","hentry"],"acf":[],"_links":{"self":[{"href":"https:\/\/www.andbank.com\/luxembourg\/en\/wp-json\/wp\/v2\/pages\/3459"}],"collection":[{"href":"https:\/\/www.andbank.com\/luxembourg\/en\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/www.andbank.com\/luxembourg\/en\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/www.andbank.com\/luxembourg\/en\/wp-json\/wp\/v2\/users\/18"}],"replies":[{"embeddable":true,"href":"https:\/\/www.andbank.com\/luxembourg\/en\/wp-json\/wp\/v2\/comments?post=3459"}],"version-history":[{"count":58,"href":"https:\/\/www.andbank.com\/luxembourg\/en\/wp-json\/wp\/v2\/pages\/3459\/revisions"}],"predecessor-version":[{"id":16227,"href":"https:\/\/www.andbank.com\/luxembourg\/en\/wp-json\/wp\/v2\/pages\/3459\/revisions\/16227"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/www.andbank.com\/luxembourg\/en\/wp-json\/wp\/v2\/media\/2336"}],"wp:attachment":[{"href":"https:\/\/www.andbank.com\/luxembourg\/en\/wp-json\/wp\/v2\/media?parent=3459"}],"wp:term":[{"taxonomy":"yst_prominent_words","embeddable":true,"href":"https:\/\/www.andbank.com\/luxembourg\/en\/wp-json\/wp\/v2\/yst_prominent_words?post=3459"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}