{"id":3464,"date":"2017-04-19T09:56:44","date_gmt":"2017-04-19T07:56:44","guid":{"rendered":"https:\/\/www.andbank.com\/lxb\/cadre-reglementaire-asset-management\/"},"modified":"2026-03-14T11:40:59","modified_gmt":"2026-03-14T09:40:59","slug":"cadre-reglementaire-asset-management","status":"publish","type":"page","link":"https:\/\/www.andbank.com\/luxembourg\/pt-br\/cadre-reglementaire-asset-management\/","title":{"rendered":"Quadro normativo de Asset Management"},"content":{"rendered":"<h2>Investor Rights Summary<\/h2>\n<ul>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2023\/06\/AAML-Summary-of-Investor-Rights-FR.pdf\" target=\"_blank\" rel=\"noopener\">AAML Summary of Investor Rights FR<\/a><\/li>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2023\/06\/AAML-Summary-of-Investor-Rights-EN.pdf\" target=\"_blank\" rel=\"noopener\">AAML Summary of Investor Rights EN<\/a><\/li>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2023\/06\/AAML-Summary-of-Investor-Rights-NL.pdf\" target=\"_blank\" rel=\"noopener\">AAML Summary of Investor Rights NL<\/a><\/li>\n<\/ul>\n<p>&nbsp;<\/p>\n<h2>Conformidade<\/h2>\n<p>Mediante pedido, o ANDBANK Asset Management Luxembourg disponibilizar\u00e1, de forma gratuita, as seguintes pol\u00edticas e procedimentos. As informa\u00e7\u00f5es sobre essas pol\u00edticas s\u00e3o relevantes para a AAML:<\/p>\n<ul>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2025\/03\/LUXAM-POL-002-Best-Execution-Policy-v8.2.pdf\" target=\"_blank\" rel=\"noopener\">Pol\u00edtica de Execu\u00e7\u00e3o nas Melhores Condi\u00e7\u00f5es<\/a><\/li>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2025\/11\/LUXAM-POL-009-Complaints-Handling-Policy-v3.6.pdf\" target=\"_blank\" rel=\"noopener\">Pol\u00edtica de Tratamento de Reclama\u00e7\u00f5es <\/a><\/li>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2025\/11\/LUXAM-POL-001-Conflicts-of-interest-Policy-v9.2.pdf\" target=\"_blank\" rel=\"noopener\">Pol\u00edtica de Conflitos de Interesses<\/a><\/li>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2025\/11\/LUXAM-POL-023-Whistleblowing-Policy-v-1.5.pdf\" target=\"_blank\" rel=\"noopener\">Pol\u00edtica de Den\u00fancia de Irregularidades<\/a><\/li>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2025\/11\/LUXAM-POL-020-Voting-Rights-Policy-v3.1.pdf\" target=\"_blank\" rel=\"noopener\">Voting Rights Policy<\/a><\/li>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2017\/04\/AAML-Top-5-Execution-Venues-2018.pdf\" target=\"_blank\" rel=\"noopener\">Top five execution venues 2018<\/a><\/li>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2017\/04\/AAML-Top-5-Execution-Venues-2019.pdf\" target=\"_blank\" rel=\"noopener\">Top five execution venues 2019<\/a><\/li>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2022\/03\/2020_Top_5_Venue_DPM.pdf\" target=\"_blank\" rel=\"noopener\">Top five execution venues 2020<\/a><\/li>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2022\/03\/2021_Top_5_Venue_DPM.pdf\" target=\"_blank\" rel=\"noopener\">Top five execution venues 2021<\/a><\/li>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2023\/02\/2022_Top_5_Venue_DPM.pdf\" target=\"_blank\" rel=\"noopener\">Top five execution venues 2022<\/a><\/li>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2024\/02\/2023_Top_5_Venue_DPM.pdf\" target=\"_blank\" rel=\"noopener\">Top five execution venues 2023<\/a><\/li>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2025\/02\/2024_Top_5_Venue_DPM.pdf\">Top five execution venues 2024<\/a><\/li>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2026\/03\/2025_Top_5_Venue_DPM.pdf\">Top five execution venues 2025<\/a><\/li>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2025\/09\/2025-03-10-GDPR-Notice-for-suppliers-and-clients-Final.pdf\" target=\"_blank\" rel=\"noopener\">Personal Data Protection Notice &#8211; AAML<\/a><\/li>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2024\/05\/Videosurveillance-notice-EN-AAML.pdf\" target=\"_blank\" rel=\"noopener\">Videosurveillance notice EN &#8211; AAML<\/a><\/li>\n<\/ul>\n<h2>SFDR, Pol\u00edticas de Governa\u00e7\u00e3o e Remunera\u00e7\u00e3o<\/h2>\n<p>As informa\u00e7\u00f5es sobre essas pol\u00edticas e divulga\u00e7\u00f5es s\u00e3o relevantes para a AAML.<\/p>\n<ul>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2026\/01\/LUXAM-POL-010-Remuneration-Policy_v11.4.pdf\" target=\"_blank\" rel=\"noopener\">Divulga\u00e7\u00e3o de Remunera\u00e7\u00f5es<\/a><\/li>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2025\/11\/LUXAM-POL-034-Sustainability-Risk-Policy_V2.4.pdf\" target=\"_blank\" rel=\"noopener\">Sustainability Risk Policy<\/a><\/li>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2025\/05\/SFDR-Article-3-Disclosure.pdf\" target=\"_blank\" rel=\"noopener\">SFDR Article 3<\/a><\/li>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2026\/01\/AAML-SFDR-Website-Diclosure-SFDR-Art-5_Jan-26.pdf\" target=\"_blank\" rel=\"noopener\">SFDR Article 5 Remuneration Disclosure<\/a><\/li>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2026\/01\/AAML-SFDR-Article-10-Website-Disclosures_Jan-26.pdf\" target=\"_blank\" rel=\"noopener\">SFDR Article 10<\/a><\/li>\n<\/ul>\n<h2><strong>Statement on Principal Adverse Impacts (PAI) \u2013 Article 4 SFDR:<\/strong><\/h2>\n<h5>* In accordance with Article 4(1)(b) of Regulation (EU) 2019\/2088 (\u201cSFDR\u201d), <strong>AAML does not currently consider the principal adverse impacts of its investment decisions on sustainability factors at entity level<\/strong>.<\/h5>\n<h5>* This approach is based on the nature, scale and range of the financial products managed by AAML, the fact that AAML employs fewer than 500 employees, and the current limitations regarding the availability and reliability of sustainability data.<\/h5>\n<h5>* While certain funds managed by AAML may consider principal adverse impacts at product level in line with their specific investment policies and disclosure obligations, <strong>this does not apply to the assessment of principal adverse impacts at entity level.<\/strong><\/h5>\n<h5>* AAML may review this position in the future as regulatory requirements evolve and data availability and quality improve.<\/h5>\n<h5>* Notwithstanding the above, sustainability risks are integrated into the investment decision-making process in accordance with Article 6 of the SFDR, as further described in the relevant pre-contractual disclosures.<\/h5>\n","protected":false},"excerpt":{"rendered":"<p>Investor Rights Summary AAML Summary of Investor Rights FR AAML Summary of Investor Rights EN AAML Summary of Investor Rights NL &nbsp; Conformidade Mediante pedido, o ANDBANK Asset Management Luxembourg disponibilizar\u00e1, de forma gratuita, as seguintes pol\u00edticas e procedimentos. As informa\u00e7\u00f5es sobre essas pol\u00edticas s\u00e3o relevantes para a AAML: Pol\u00edtica de Execu\u00e7\u00e3o nas Melhores Condi\u00e7\u00f5es [&hellip;]<\/p>\n","protected":false},"author":18,"featured_media":3322,"parent":0,"menu_order":4,"comment_status":"closed","ping_status":"closed","template":"","meta":{"_acf_changed":false,"footnotes":""},"yst_prominent_words":[2077,2074,1926,1938,1936,2075,2078,1937,1935,1934],"class_list":["post-3464","page","type-page","status-publish","has-post-thumbnail","hentry"],"acf":[],"_links":{"self":[{"href":"https:\/\/www.andbank.com\/luxembourg\/pt-br\/wp-json\/wp\/v2\/pages\/3464"}],"collection":[{"href":"https:\/\/www.andbank.com\/luxembourg\/pt-br\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/www.andbank.com\/luxembourg\/pt-br\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/www.andbank.com\/luxembourg\/pt-br\/wp-json\/wp\/v2\/users\/18"}],"replies":[{"embeddable":true,"href":"https:\/\/www.andbank.com\/luxembourg\/pt-br\/wp-json\/wp\/v2\/comments?post=3464"}],"version-history":[{"count":41,"href":"https:\/\/www.andbank.com\/luxembourg\/pt-br\/wp-json\/wp\/v2\/pages\/3464\/revisions"}],"predecessor-version":[{"id":16269,"href":"https:\/\/www.andbank.com\/luxembourg\/pt-br\/wp-json\/wp\/v2\/pages\/3464\/revisions\/16269"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/www.andbank.com\/luxembourg\/pt-br\/wp-json\/wp\/v2\/media\/3322"}],"wp:attachment":[{"href":"https:\/\/www.andbank.com\/luxembourg\/pt-br\/wp-json\/wp\/v2\/media?parent=3464"}],"wp:term":[{"taxonomy":"yst_prominent_words","embeddable":true,"href":"https:\/\/www.andbank.com\/luxembourg\/pt-br\/wp-json\/wp\/v2\/yst_prominent_words?post=3464"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}